Retirement Plan Consulting

Scope of Services

 

Plan Design
  • Plan design analysis
  • Safe harbor plan design
  • Plan benchmarking
  • Fee analysis & disclosure
  • Auto design features
  • Contribution scenarios
  • Funding scenarios

Fiduciary Oversight
  • Comprehensive fiduciary review
  • Best practices
  • Plan governance
  • Plan operations review
  • Investment committee
    formalization

Investment Consulting
  • Fund analysis & monitoring
  • Investment policy integration
  • Target date selection
  • QDIA
  • Custom model portfolio design
    & implementation

 

Education Workshops
  • Financial education workshops
    on and off premises
  • Enrollment meetings
  • One-on-one participant meetings
  • Educational seminars for plan
    sponsors

Financial Planning
  • Financial advisor services for company executives & employees
  • Pre-retiree workshops

Vendor Search & Negotiation
  • Strategic planning
  • Vendor comparison metrics
  • Conversion services
  • Fee & contract negotiation

Compliance
  • Annual compliance &
    self audit review
  • PPA & ERISA oversight
  • Legislative updates

 

 

 


Unless otherwise exempted by law, this website, our investment advisory and securities transactional services are only for residents of AZ, CA, CT, FL, IA, MN, NV, NY, OR, TX, WA, and WI. Stiles Financial Services, Inc. is a Registered Investment Adviser. Advisory services offered through Cambridge Investment Research Advisors, a Registered Investment Adviser. Securities offered through Cambridge Investment Research, Inc., Member FINRA & SIPC. Cambridge & Stiles Financial Services, Inc. are not affiliated.